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Notices

The following notices have been issued by SwapEx,LLC: September 30,2013 Notice to Participants ; October 1, 2013 Notice to Participants ; October 4, 2013 Notice to Participants ; Confirmations Notice October 15, 2013 ; November 6, 2013 Notice to Participants ;November 4, 2014 Notice to Participants ; January 20, 2015 Notice to Participants - Block Trade Functionality ; January 20, 2015 Notice to Participants - Credit Risk Filter Functionality ; January 20, 2015 Notice to Participants - Trading Procedures and Protocols ; July 13, 2015 Notice to Participants - Trading Procedures and Protocols ; December 14, 2015, Notice to Participants - Trading Procedures and Protocols ;December 14, 2015 Notice to Participants - Credit Risk Filter Functionality ; December 14, 2015, Notice to Participants - Block Trade Functionality ; February 1, 2018, Notice to Participants - SwapEx Chief Compliance Officer ;June 22, 2018, Notice to Participants - SwapEx Chief Compliance Officer ; June 3, 2019, Notice to Participants – Trading Procedures and Protocols .